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Jerome Michael Cain

Foreside Fund Services, LLC

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About Jerome Michael Cain

Jerome Michael Cain is a financial advisor with Foreside Fund Services, LLC. Jerome has been in the financial services industry since August 20, 2009 and has worked at several firms prior to joining Foreside. Jerome holds the Series 7, Series 66, and SIE securities licenses. Jerome is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Jerome Cain is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Cain’s Registration & Firm History

NY

08/21/2020 - Present

Foreside Fund Services, LLC (New York NY)

NY

07/11/2018 - 06/29/2020

JONES LANG LASALLE SECURITIES, LLC (NEW YORK NY)

NY

05/29/2014 - 06/14/2018

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

06/03/2011 - 05/30/2014

HMC INVESTMENTS, INC. (NEW YORK NY)

CT

08/10/2010 - 05/31/2011

EQUUS FINANCIAL CONSULTING LLC (NEW CANAAN CT)

CT

05/21/2009 - 07/29/2010

SOUTHRIDGE INVESTMENT GROUP LLC (NEW CANAAN CT)

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Licenses & Designations

BOTH

Issued 10/27/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome Michael Cain.
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