Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Gaudry is a financial advisor with Hilltop Securities Inc. and Hilltop Securities Asset Management, LLC. Jerome is a registered representative in multiple states and holds several licenses including Series 3, 7, 24, 30, 50, and 66. Jerome's experience in the industry spans over 15 years and includes roles with Natixis. Jerome's areas of specialization include individual portfolio management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NY
06/21/2021 - Present
Hilltop Securities Inc. (NEW YORK NY)
NY
07/20/2020 - 03/03/2021
HILLTOP SECURITIES INC. (NEW YORK NY)
BOTH
Issued 09/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2020
Series 30 - NFA Branch Manager Examination
BC
Issued 08/31/2020
Series 3 - National Commodity Futures Examination
BC
Issued 08/06/2020
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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