linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jerome Lino Raffaldini

UBS Asset Management (us) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jerome? Claim Your Profile

About Jerome Lino Raffaldini

Jerome Raffaldini is a financial advisor with UBS Asset Management (us) Inc. Jerome is based in Stamford, CT and has been in the industry since 2007. Jerome's professional experience includes prior roles with UBS Global Asset Management (US) Inc., First Union Brokerage Services, Inc., and Ashley Securities Corporation. Jerome is a registered principal with the Series 24, Series 53, and Series 4 exams. Jerome is also a registered representative with the Series 7, Series 3, and Series 16 exams. Jerome holds a Series 63 license.

Firm Information

Jerome Raffaldini is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jerome Raffaldini’s Registration & Firm History

CT

06/18/2013 - Present

UBS Asset Management (us) Inc. (STAMFORD CT)

NY

12/18/2002 - 07/29/2004

UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)

NC

12/24/1987 - 01/22/1991

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NA

11/25/1986 - 12/24/1987

ASHLEY SECURITIES CORPORATION

Not sure if Jerome Lino Raffaldini is right for you?

Licenses & Designations

BC

Issued 07/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2014

Series 24 - General Securities Principal Examination

BC

Issued 02/01/1988

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/19/1986

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2013

Series 7 - General Securities Representative Examination

BC

Issued 03/14/1995

Series 3 - National Commodity Futures Examination

BC

Issued 12/20/1986

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome Lino Raffaldini.
Not sure if Jerome Lino Raffaldini is right for you?