Unclaimed
Jerome Joseph Sorrentino is a registered investment advisor with Hsbc Securities (usa) Inc. and has been in the industry since July 1996. Jerome Joseph Sorrentino is registered with the state of Connecticut and New Jersey. He has held previous positions with FM PARTNERS HOLDINGS LLC and LAZARD FRERES & CO. LLC. Jerome Joseph Sorrentino holds Series 63, 66, 7, and 55 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
09/27/2019 - Present
Hsbc Securities (usa) Inc. (Belvidere NJ)
NY
05/06/2005 - 11/05/2014
FM PARTNERS HOLDINGS LLC (NEW YORK NY)
NY
12/11/1995 - 05/10/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 09/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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