Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Joseph Brown is a financial advisor based in New York, NY, associated with Houlihan Lokey Capital, Inc.. Jerome has been in the financial services industry since October 2005. Jerome is a Series 7, 24, 63, and SIE licensed financial advisor, with experience in investment banking. Jerome has been registered with Houlihan Lokey Capital, Inc. since October 2019. Prior to joining Houlihan Lokey Capital, Inc., Jerome was associated with JMP Securities LLC and BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/25/2019 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
06/22/2010 - 09/25/2019
JMP SECURITIES LLC (NEW YORK NY)
NY
09/19/2005 - 06/07/2010
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 03/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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