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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Sullivan is a financial advisor with Commonwealth Financial Network, a Registered Investment Advisor (RIA) firm headquartered in Waltham, Massachusetts. Jerome holds a Series 6 and Series 63 license. He has over 35 years of experience in the financial industry, having previously been a registered representative with Securities America, Inc. Jerome is a financial advisor who focuses on assisting individuals, corporations, and charitable organizations with their financial planning and investment needs. He provides a variety of services, including financial planning, portfolio management, and investment advisory services. Jerome's clients include individuals, families, businesses, and non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/09/2022 - Present
Commonwealth Financial Network (Davis CA)
CA
03/27/2013 - 12/12/2022
SECURITIES AMERICA, INC. (DAVIS CA)
CA
06/10/2010 - 03/28/2013
NATIONAL PLANNING CORPORATION (WALNUT CREEK CA)
CA
02/17/1999 - 06/18/2010
NYLIFE SECURITIES LLC (FAIRFIELD CA)
VT
05/07/1987 - 02/11/1999
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 06/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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