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Jerome Fusco

Finalis Securities LLC

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About Jerome Fusco

Jerome Fusco is a financial professional with over 11 years of experience in the industry. Jerome is currently registered with Finalis Securities LLC, a firm with an active broker-dealer license. Prior to joining Finalis Securities, Jerome worked at Ashland Securities, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jerome holds licenses for the SIE, Series 79, and Series 63 exams. Jerome is currently registered in Florida, Indiana, Massachusetts, New Jersey, New York, North Carolina, and Pennsylvania.

Firm Information

Jerome Fusco is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Fusco’s Registration & Firm History

NY

05/14/2021 - Present

Finalis Securities LLC (New York NY)

FL

04/01/2019 - 05/06/2021

ASHLAND SECURITIES, LLC (MIAMI FL)

NY

05/12/2014 - 10/22/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/03/2011 - 04/24/2014

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome Fusco.
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