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Jerome Frank Niles

Dominari Securities LLC

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About Jerome Frank Niles

Jerome Niles is a financial advisor with Dominari Securities LLC. Jerome has been in the financial industry since 1998 and has a broad range of experience, working for several prominent firms including Morgan Stanley, Oppenheimer & Co. Inc., and Raymond James Financial Services, Inc. Jerome is registered in 51 states and holds Series 7, 31, and 63 licenses, as well as the SIE and Series 65 exams. Jerome specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Jerome Niles is currently registered with Dominari Securities LLC. Dominari Securities LLC is a Limited Liability Company formed in April 2023 and headquartered in New York, NY. The firm provides a variety of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. Dominari Securities LLC manages approximately $26,785,046 in regulatory assets for 124 accounts, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Dominari Securities LLC

725 FIFTH AVE., 23RD FL.

NEW YORK, NY 10022

$26.79M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jerome Niles’s Registration & Firm History

NY

05/15/2023 - Present

Dominari Securities LLC (NEW YORK NY)

NY

01/19/2021 - 04/12/2023

REVERE SECURITIES LLC (NEW YORK NY)

NY

05/06/2013 - 01/21/2021

MORGAN STANLEY (NEW YORK NY)

NY

01/23/2009 - 05/15/2013

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

06/02/2003 - 01/23/2009

RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

12/02/1998 - 11/06/2003

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/15/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 10/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jerome Frank Niles. Review regulatory record here.
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