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Jerome Francis Galvin

THE Leaders Group, Inc.

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About Jerome Francis Galvin

Jerome Francis Galvin is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Jerome has been in the industry since March 22, 1983, and holds the Series 6, 7, and 63 licenses. Jerome previously worked at MetLife Investors Distribution Company and Wachovia Securities, LLC. Jerome has a state registration in New York.

Firm Information

Jerome Galvin is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Galvin’s Registration & Firm History

CO

08/08/2006 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

12/11/2004 - 02/17/2006

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CA

09/15/2004 - 12/11/2004

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

MO

07/01/2003 - 09/24/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

08/27/1998 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

01/02/1998 - 07/15/1998

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

04/09/1997 - 01/02/1998

AIG EQUITY SALES CORP. (NEW YORK NY)

NY

05/07/1992 - 03/06/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

OH

04/21/1982 - 02/06/1992

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 03/12/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/1982

Series 7 - General Securities Representative Examination

BC

Issued 03/12/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome Francis Galvin.
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