Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Francis Esselman is a financial advisor with over 50 years of experience in the industry. He is currently registered with UBS Financial Services Inc. and has previously worked with McDonald Investments Inc. and Gradison & Company Incorporated. Jerome's areas of expertise include securities, investments, and financial planning. He has held a variety of licenses and certifications, including Series 7, 24, 63, and 65. Jerome is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
02/09/2007 - Present
UBS Financial Services Inc. (CINCINNATI OH)
OH
10/04/1991 - 02/09/2007
MCDONALD INVESTMENTS INC. (CINCINNATI OH)
NA
06/22/1973 - 10/04/1991
GRADISON & COMPANY INCORPORATED
IA
Issued 04/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1977
PC - AMEX Put and Call Exam
BC
Issued 06/19/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Jerome Esselman is the right advisor for you? Invested Better is here to help.
