Unclaimed
Jerome Eugene Pella is a securities professional with over 20 years of experience in the financial industry. Jerome has held previous roles at OrbitEx Funds Distributor, Inc. and Ameritrade. Jerome is currently registered with Northern Lights Distributors, LLC in Nebraska. Jerome holds the Series 7 and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/20/2004 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
CT
06/19/2001 - 11/13/2003
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
NE
05/12/2000 - 04/11/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 05/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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