Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Elliott Caulk is a financial professional with over 35 years of experience in the financial services industry. Jerome has a strong background in investment advisory and brokerage services and has held various positions at prominent financial institutions including Merrill Lynch and Citigroup. Jerome is currently a Registered Representative and Investment Advisor Representative with Concurrent Investment Advisors, LLC. He is dedicated to providing comprehensive financial planning and portfolio management services to individuals, families, and businesses. Jerome holds the Series 7, Series 31, Series 63, and Series 65 licenses as well as the SIE certification. He is a licensed investment advisor in Texas and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/17/2025 - Present
Concurrent Investment Advisors, LLC (Dallas TX)
TX
08/17/2007 - 01/10/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
TX
01/19/1999 - 08/22/2007
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
NY
12/03/1992 - 01/20/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/21/1986 - 12/08/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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