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Jerome Edward Connolly

Ashton Stewart & CO., Inc.

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About Jerome Edward Connolly

Jerome Connolly is a financial advisor with Ashton Stewart & CO., Inc. Jerome has been in the industry since 1990. Jerome is registered in 15 states including California, Connecticut, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Tennessee, Texas, and Virginia. Jerome has experience working at firms such as CAROFIN, LLC, CAROLINA FINANCIAL SECURITIES, LLC, CREDIT AGRICOLE SECURITIES (USA) INC., NOMURA SECURITIES INTERNATIONAL, INC., THE PRINCERIDGE GROUP LLC, PALI CAPITAL, INC., BNP PARIBAS SECURITIES CORP., IMPERIAL CAPITAL, LLC, BARCLAYS CAPITAL INC., CITICORP SECURITIES, INC., J.P. MORGAN SECURITIES INC., WERTHEIM SCHRODER & CO. INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Jerome Connolly is currently registered with Ashton Stewart & CO., Inc.. Ashton Stewart & CO., Inc. is a Corporation formed in September 1999 and registered with the SEC and in 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Connolly’s Registration & Firm History

FL

01/16/2020 - Present

Ashton Stewart & CO., Inc. (MIAMI FL)

NC

09/11/2019 - 01/13/2020

CAROFIN, LLC (BREVARD NC)

NC

04/30/2019 - 12/31/2019

CAROLINA FINANCIAL SECURITIES, LLC (BREVARD NC)

NY

12/19/2016 - 04/29/2019

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

07/26/2010 - 07/18/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

11/17/2009 - 07/22/2010

THE PRINCERIDGE GROUP LLC (NEW YORK NY)

NY

01/20/2009 - 11/23/2009

PALI CAPITAL, INC. (NEW YORK NY)

NY

01/19/2007 - 01/23/2009

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

08/21/2001 - 01/09/2007

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

02/16/1998 - 08/24/2000

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/14/1996 - 02/09/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

08/02/1991 - 05/21/1996

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/14/1990 - 07/15/1991

WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)

NY

10/19/1988 - 01/31/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/1988

Series 3 - National Commodity Futures Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome Edward Connolly.
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