Unclaimed
Jerome Dennis Mickens is a financial professional with Charles Schwab & Co., Inc. based in Phoenix, Arizona. Jerome has a diverse range of experience in the financial industry, as indicated by his Series 7TO, Series 63, Series 9, and SIE licenses. Jerome has been active in the industry since March 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
03/13/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
BC
Issued 03/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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