Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Charles Axelrod is a financial advisor with over 40 years of experience in the industry. Jerome has held positions at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Donaldson, Lufkin & Jenrette Securities Corporation, Citigroup Global Markets Inc., Burnham Securities Inc. and Western International Securities, Inc. Jerome is currently registered with Wedbush Securities Inc. in Houston, Texas. He holds the Series 31, Series 5, Series 7, Series 63, and SIE licenses. Jerome provides financial planning, portfolio management for businesses and individuals, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/19/2023 - Present
Wedbush Securities Inc. (HOUSTON TX)
TX
03/31/2011 - 04/18/2023
WESTERN INTERNATIONAL SECURITIES, INC. (Houston TX)
NY
03/04/2010 - 04/01/2011
BURNHAM SECURITIES INC. (NEW YORK NY)
TX
02/07/2001 - 06/30/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NJ
04/05/1990 - 11/06/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
09/08/1982 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/19/1980 - 06/07/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/01/1977 - 09/14/1978
WHITE, WELD & CO. INCORPORATED
BC
Issued 06/09/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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