Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Bernard Vargas is a securities professional with experience in the financial industry. He is currently registered with CTC, LLC, and has held previous positions with the same firm. Jerome Vargas has a strong background in trading, having passed the Series 56, 57, and SIE exams. He is a dedicated professional committed to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/10/2018 - Present
CTC, LLC (CHICAGO IL)
IL
06/08/2011 - 11/12/2013
CTC L.L.C. (CHICAGO IL)
IL
02/08/2008 - 03/31/2010
CTC L.L.C. (CHICAGO IL)
IL
06/07/2007 - 10/18/2007
CTC L.L.C. (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 57 - Securities Trader Exam
BC
Issued 08/17/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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