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Jerome Anthony Messana

Aegis Capital Corp.

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About Jerome Anthony Messana

Jerome Anthony Messana is a financial professional with over 40 years of experience in the industry. Jerome has held various roles at several firms, including Dawson James Securities, Inc., Capital Growth Financial, LLC, and Trident Partners Ltd. Currently, Jerome is registered with Aegis Capital Corp. as a broker-dealer and investment advisor representative. Jerome holds Series 7, 15, 24, and 63 licenses, as well as the SIE exam. Jerome provides financial planning services and manages portfolios for both individuals and businesses.

Firm Information

Jerome Messana is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jerome Messana’s Registration & Firm History

NJ

09/21/2021 - Present

Aegis Capital Corp. (MANASQUAN NJ)

NJ

02/09/2008 - 10/12/2021

DAWSON JAMES SECURITIES, INC. (MANASQUAN NJ)

NY

06/01/2006 - 02/08/2008

CAPITAL GROWTH FINANCIAL, LLC (NEW YORK NY)

NY

12/03/2004 - 06/02/2006

TRIDENT PARTNERS LTD. (WOODBURY NY)

NY

05/27/2003 - 12/03/2004

STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED (GARDEN CITY NY)

MI

02/14/2001 - 05/05/2003

NEW YORK PRIVATE PLACEMENT NETWORK, LLC (LANSING MI)

NY

05/03/1994 - 01/23/2001

COMMONWEALTH ASSOCIATES (NEW YORK NY)

NY

11/24/1992 - 04/12/1994

SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)

NY

08/07/1992 - 11/06/1992

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

08/08/1991 - 07/10/1992

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

02/15/1988 - 08/16/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

02/08/1988 - 02/15/1988

E. F. HUTTON & COMPANY INC

NA

11/03/1983 - 12/22/1987

PRUDENTIAL-BACHE SECURITIES INC.

NA

10/18/1982 - 11/30/1983

THOMSON MCKINNON SECURITIES INC.

NA

07/22/1980 - 11/22/1982

WHITNEY GOADBY, INC.

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Licenses & Designations

BC

Issued 03/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1982

Series 15 - Foreign Currency Options Examination

BC

Issued 07/19/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 15 public disclosures for Jerome Anthony Messana. Review regulatory record here.
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