Unclaimed
Jerome Anthony Messana is a financial professional with over 40 years of experience in the industry. Jerome has held various roles at several firms, including Dawson James Securities, Inc., Capital Growth Financial, LLC, and Trident Partners Ltd. Currently, Jerome is registered with Aegis Capital Corp. as a broker-dealer and investment advisor representative. Jerome holds Series 7, 15, 24, and 63 licenses, as well as the SIE exam. Jerome provides financial planning services and manages portfolios for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/21/2021 - Present
Aegis Capital Corp. (MANASQUAN NJ)
NJ
02/09/2008 - 10/12/2021
DAWSON JAMES SECURITIES, INC. (MANASQUAN NJ)
NY
06/01/2006 - 02/08/2008
CAPITAL GROWTH FINANCIAL, LLC (NEW YORK NY)
NY
12/03/2004 - 06/02/2006
TRIDENT PARTNERS LTD. (WOODBURY NY)
NY
05/27/2003 - 12/03/2004
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED (GARDEN CITY NY)
MI
02/14/2001 - 05/05/2003
NEW YORK PRIVATE PLACEMENT NETWORK, LLC (LANSING MI)
NY
05/03/1994 - 01/23/2001
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
11/24/1992 - 04/12/1994
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
NY
08/07/1992 - 11/06/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
08/08/1991 - 07/10/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
02/15/1988 - 08/16/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/08/1988 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
11/03/1983 - 12/22/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
10/18/1982 - 11/30/1983
THOMSON MCKINNON SECURITIES INC.
NA
07/22/1980 - 11/22/1982
WHITNEY GOADBY, INC.
BC
Issued 03/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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NYSE Arca, Inc.
N
Nasdaq Stock Market
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