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Jerome Anthony Capasso

Pershing LLC

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About Jerome Anthony Capasso

Jerome Anthony Capasso is a financial professional with over 29 years of experience in the industry. Jerome is currently registered with Pershing LLC in LAKE MARY, FL. Prior to this, Jerome has held positions at Pershing Trading Company, L.P. and Donaldson, Lufkin & Jenrette Securities Corporation. Jerome is a licensed securities professional holding Series 7, 55, 57TO, 99TO, 52TO, 63, and SIE licenses.

Firm Information

Jerome Capasso is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Capasso’s Registration & Firm History

FL

09/09/2005 - Present

Pershing LLC (LAKE MARY FL)

NJ

07/28/2004 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NJ

01/03/2002 - 07/29/2004

PERSHING LLC (JERSEY CITY NJ)

NJ

01/03/1995 - 01/10/2002

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NJ

12/31/1994 - 01/03/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jerome Anthony Capasso.
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