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Jerome Albert Baron

Capitol Securities Management, Inc.

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About Jerome Albert Baron

Jerome Baron is a financial professional with over 50 years of experience in the industry. Jerome is currently registered with Capitol Securities Management, Inc. and has a Series 7TO, Series 63, and Series 65 licenses. Jerome provides a variety of services including financial planning, pension consulting, and educational seminars. Jerome's clients include individuals, corporations, trusts, estates, and charitable organizations.

Firm Information

Jerome Baron is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jerome Baron’s Registration & Firm History

NY

11/29/2012 - Present

Capitol Securities Management, Inc. (New York NY)

NY

02/18/1972 - 03/09/2012

HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)

NA

05/04/1982 - 06/21/1988

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/07/1979 - 12/28/1982

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

NA

11/10/1972 - 11/06/1979

SECURITY INVESTMENT SERVICES CORP.

NA

07/19/1971 - 11/30/1972

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

IA

Issued 12/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/07/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jerome Albert Baron. Review regulatory record here.
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