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Jerome A Schoenborn

Raymond James Financial Services, Inc.

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About Jerome A Schoenborn

Jerome Schoenborn is a financial advisor who has been in the industry since 2009. Currently, Jerome is registered with Raymond James Financial Services, Inc. He previously held positions at several other firms including LAVA TRADING, INC., W.R. HAMBRECHT + CO., LLC and BANC OF AMERICA SECURITIES LLC. Jerome is a Series 7, 9, 24, 55, and 63 licensed individual.

Firm Information

Jerome Schoenborn is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Schoenborn’s Registration & Firm History

FL

03/26/2024 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

NY

05/23/2008 - 07/29/2010

LAVAFLOW, INC. (NEW YORK NY)

NY

05/10/2006 - 07/29/2008

LAVA TRADING, INC. (NEW YORK NY)

CA

09/18/2000 - 02/07/2006

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

03/02/2000 - 09/18/2000

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/11/2000 - 02/08/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CA

08/20/1999 - 12/07/1999

VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)

NY

02/24/1998 - 04/26/1999

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

NA

07/05/1995 - 01/21/1998

JACK WHITE & COMPANY, INC.

TX

10/31/1994 - 05/04/1995

INVESCO FUNDS GROUP, INC. (HOUSTON TX)

NA

05/06/1994 - 09/20/1994

KOHN, HEBERT & ASSOCIATES, LTD.

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Licenses & Designations

BC

Issued 05/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/13/1997

Series 24 - General Securities Principal Examination

BC

Issued 04/25/1997

Series 4 - Registered Options Principal Examination

BC

Issued 06/07/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jerome A Schoenborn.
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