Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerold? Claim Your ProfileJerold T. Garvey is a financial advisor based in Boston, Massachusetts. Jerold is a registered representative of Liquidnet, Inc. and has been in the industry since 1992. Jerold has a wide range of experience in the financial services industry, having worked for several leading firms, including Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, National Financial Services LLC, and Lehman Brothers Inc. Jerold is a highly qualified advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/05/2020 - Present
Liquidnet, Inc. (BOSTON MA)
MA
06/29/2009 - 02/14/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOSTON MA)
MA
05/01/2006 - 06/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
07/07/2004 - 03/20/2006
WACHOVIA CAPITAL MARKETS, LLC (BOSTON MA)
MA
03/05/1998 - 07/19/2004
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
06/15/1992 - 02/19/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/28/1995
Series 3 - National Commodity Futures Examination
BC
Issued 06/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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