Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerold? Claim Your ProfileJerold Charles Swarbrick is a financial professional with over 25 years of experience in the industry. Jerold is currently registered with Optiver US LLC, where he is licensed to sell a wide range of financial products and services. Jerold has a strong background in securities trading and has held various positions at several firms including Archipelago Securities L.L.C. and Charles Schwab & Co., Inc. He is also a licensed representative of the Financial Industry Regulatory Authority (FINRA) and holds several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/03/2013 - Present
Optiver US LLC (CHICAGO IL)
IL
09/11/2008 - 05/08/2013
ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)
IL
07/28/1997 - 08/20/2008
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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