Unclaimed
Jermaine Tart is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Jermaine has been in the financial services industry for 8 years. Jermaine is a registered representative in 53 states, as well as a registered investment advisor in Missouri and Texas. Jermaine Tart has passed the Series 7, 9, 10, 24, 63 and 66 exams. Jermaine's previous firms include Edward Jones, TD Ameritrade, Inc., and Scottrade, Inc. Jermaine is affiliated with a firm that has over 2,000 employees and manages over $154 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/21/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
05/23/2018 - 11/18/2021
EDWARD JONES (ST LOUIS MO)
MO
02/26/2018 - 05/18/2018
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
03/18/2014 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 07/03/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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