Unclaimed
Jeri Polaar Richard is an investment advisor representative with Raymond James & Associates, Inc., a firm with a history of providing financial services to individuals, businesses, and institutions. Jeri has been in the industry since 2015 and holds a Series 63, 65, 7, 9, 10, and SIE licenses. Jeri is a registered representative in multiple states, including Oregon, Texas, Alaska, Arizona, California, Connecticut, Florida, Indiana, Louisiana, Maine, Maryland, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Rhode Island, Tennessee, Utah, Vermont, Virginia, Washington, and Wisconsin. Jeri's professional experience includes working with clients on financial planning, portfolio management, and other investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
07/10/2019 - Present
Raymond James & Associates, Inc. (Portland OR)
IA
Issued 02/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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