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Jeremy Vincent Cook

Northwestern Mutual Investment Services, LLC

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About Jeremy Vincent Cook

Jeremy VINCent Cook is a financial advisor in Zionsville, Indiana, and has been in the industry since January 24, 2000. Jeremy is a registered representative of Northwestern Mutual Investment Services, LLC. Jeremy is also a Registered Investment Advisor and is registered in 24 states. Jeremy holds a Series 6, Series 7, Series 63, and Series 66 license, in addition to the SIE Exam. Jeremy has experience working with a variety of clients, including individuals, families, and businesses. Jeremy is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Jeremy Cook is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

6885 W Stonegate Drive

Zionsville, IN 46077

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeremy Cook’s Registration & Firm History

IN

11/20/2006 - Present

Northwestern Mutual Investment Services, LLC (Zionsville IN)

WI

06/12/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 9/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/21/2006

Series 7 - General Securities Representative Examination

BC

Issued 1/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeremy Vincent Cook.
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