Unclaimed
Jeremy Galloway is a financial advisor with over 15 years of experience in the industry. Jeremy is currently registered with ADP Broker-Dealer, Inc. and holds Series 6, 26, and 63 licenses as well as the SIE exam. Jeremy has a strong track record of success in providing financial advice to individuals and families. Previously, Jeremy has held roles with Touchstone Securities, Inc. and ARM Securities Corporation. Jeremy is dedicated to helping clients achieve their financial goals and is committed to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
11/16/2012 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
OH
04/07/2000 - 12/12/2005
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
ND
09/23/1999 - 04/07/2000
ARM SECURITIES CORPORATION (MINOT ND)
BC
Issued 11/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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