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Jeremy Todd Galloway

ADP Broker-Dealer, Inc.

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About Jeremy Todd Galloway

Jeremy Galloway is a financial advisor with over 15 years of experience in the industry. Jeremy is currently registered with ADP Broker-Dealer, Inc. and holds Series 6, 26, and 63 licenses as well as the SIE exam. Jeremy has a strong track record of success in providing financial advice to individuals and families. Previously, Jeremy has held roles with Touchstone Securities, Inc. and ARM Securities Corporation. Jeremy is dedicated to helping clients achieve their financial goals and is committed to providing personalized service.

Firm Information

Jeremy Galloway is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeremy Galloway’s Registration & Firm History

KY

11/16/2012 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

OH

04/07/2000 - 12/12/2005

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

ND

09/23/1999 - 04/07/2000

ARM SECURITIES CORPORATION (MINOT ND)

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Licenses & Designations

BC

Issued 11/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeremy Todd Galloway.
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