Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Sussman is a financial advisor who is currently employed by Wells Fargo Securities, LLC. Jeremy has been in the financial industry since 2011. He holds a number of securities licenses, including Series 7, Series 24, Series 26, Series 39, and Series 55. Jeremy has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, FSC Securities Corporation, Sagepoint Financial, Inc., Royal Alliance Associates, Inc., Advantage Capital Corporation, American General Securities Incorporated, and E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/17/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
10/24/2014 - 04/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/11/2008 - 05/14/2010
FSC SECURITIES CORPORATION (NEW YORK NY)
NY
07/11/2008 - 05/14/2010
SAGEPOINT FINANCIAL, INC. (NEW YORK NY)
AZ
06/04/2008 - 04/07/2010
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/11/2008 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (NEW YORK NY)
NY
07/11/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/18/2007 - 05/29/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 06/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 04/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2008
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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