Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Robert Mullin is a financial professional with over 18 years of experience in the industry. Jeremy is currently registered with Great Point Capital LLC and has been with the firm since August 2005. Prior to joining Great Point Capital LLC, Jeremy was registered with WM Financial Services, Inc. and Signator Investors, Inc. Jeremy holds a Series 66, Series 62, Series 57TO, Series 55, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/16/2005 - Present
Great Point Capital LLC (CHICAGO IL)
CA
07/21/2005 - 08/15/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
12/03/2003 - 05/17/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 05/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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