Unclaimed
Jeremy Hughes is a financial advisor with Payden & Rygel Distributors, a company with a firm B.C. scope of ACTIVE and a firm I.A. scope of NOT IN SCOPE. Jeremy began their career in the financial industry on 09/17/2006. Jeremy has been registered in the state of California since 7/24/2009. They have passed several exams including the Series 7, Series 66, Series 26, and the SIE. Jeremy has previously worked with Northwestern Mutual Investment Services, LLC, The Huntington Investment Company, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/24/2009 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
CA
06/18/2007 - 08/20/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
OH
10/14/2003 - 02/07/2006
THE HUNTINGTON INVESTMENT COMPANY (NEW ALBANY OH)
NJ
05/19/2003 - 09/24/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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