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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Craig Mauldin is a financial advisor with over 23 years of experience in the industry. He is currently registered with Morgan Stanley, where he is based in the Alpharetta, GA office. Prior to joining Morgan Stanley, Jeremy worked at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. His experience spans various financial service roles, including investment advisor, financial planner, and securities representative. Jeremy has obtained a diverse set of licenses and certifications, demonstrating his commitment to providing comprehensive financial guidance. His current registrations include Series 66, Series 7, and Series 31 licenses, reflecting his expertise in various financial areas. Jeremy holds a Series 66 license, reflecting expertise in state law. His commitment to professional development is evidenced by his holding a Series 31 license, which signifies proficiency in futures managed funds. Jeremy is committed to staying current with the ever-evolving financial landscape, ensuring that his clients receive the most informed and relevant advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
02/11/2014 - Present
Wealthpenn.comllc (Alpharetta GA)
GA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALPHARETTA GA)
MD
03/02/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/11/1999 - 03/23/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/9/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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