Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Modesto Lew is a financial advisor at UBS Financial Services Inc. Jeremy has been in the financial industry since 2005. Jeremy has passed the Series 7, Series 31, and Series 66 exams. Jeremy is registered with the state of California as an investment advisor. Jeremy is also registered with the state of Texas as an investment advisor. Jeremy's primary office is located in WALNUT CREEK, CA at 1255 Treat Blvd, Suite 1000. Prior to joining UBS, Jeremy was employed by MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/15/2012 - Present
UBS Financial Services Inc. (WALNUT CREEK CA)
CA
06/01/2009 - 07/10/2012
MORGAN STANLEY SMITH BARNEY (WALNUT CREEK CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
05/11/2005 - 04/02/2007
MORGAN STANLEY DW INC. (WALNUT CREEK CA)
BOTH
Issued 05/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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