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Jeremy James Ruwoldt

Bankers Life Securities, Inc.

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About Jeremy James Ruwoldt

Jeremy Ruwoldt is a financial advisor with Bankers Life Securities, Inc. based in West Allis, Wisconsin. Jeremy has been in the industry since 2002 and is registered in Wisconsin. Jeremy has obtained his Series 6, 7, 63 and SIE licenses.

Firm Information

Jeremy Ruwoldt is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeremy Ruwoldt’s Registration & Firm History

WI

11/22/2021 - Present

Bankers Life Securities, Inc. (West Allis WI)

WI

07/15/2002 - 03/25/2008

THRIVENT INVESTMENT MANAGEMENT INC. (GERMANTOWN WI)

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Licenses & Designations

BC

Issued 12/31/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/11/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jeremy James Ruwoldt. Review regulatory record here.
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