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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy James Hughes is a financial advisor with over 25 years of experience in the industry. Jeremy currently works with Wells Fargo Clearing Services, LLC, and is registered with the states of New Jersey, Rhode Island, and Texas. Before joining Wells Fargo, Jeremy worked with RBC Capital Markets, LLC, Tucker Anthony Incorporated, and Hambrecht & Quist LLC. Jeremy provides investment advisory services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
09/25/2013 - Present
Wells Fargo Clearing Services, LLC (PROVIDENCE RI)
MA
03/09/2002 - 10/10/2013
RBC CAPITAL MARKETS, LLC (NEW BEDFORD MA)
MA
02/13/1998 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
CA
05/30/1997 - 03/05/1998
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
IA
Issued 04/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2002
Series 4 - Registered Options Principal Examination
BC
Issued 11/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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