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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Falcone is a financial advisor registered with LPL Financial LLC. Jeremy has been a registered representative for over 17 years and has experience in various financial services firms, including Key Investment Services LLC, Infinex Investments, Inc., and M&T Securities, Inc. Jeremy has worked at LPL Financial LLC since 2016. His credentials include Series 6, 7, and 66 registrations and the SIE Exam. Jeremy currently holds active state registrations in Connecticut, Florida, New Jersey, New York, North Carolina, Pennsylvania, South Carolina and Virginia. Jeremy focuses on investment planning, financial planning, and portfolio management for individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
07/11/2023 - Present
LPL Financial LLC (DOVER PLAINS NY)
NY
09/21/2016 - 06/29/2023
KEY INVESTMENT SERVICES LLC (NEW WINDSOR NY)
NY
07/25/2016 - 09/21/2016
LPL FINANCIAL LLC (LIBERTY NY)
NY
02/08/2016 - 07/21/2016
INFINEX INVESTMENTS, INC. (Wappingers NY)
NY
12/01/2015 - 02/09/2016
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC (NEWBURGH NY)
NY
04/17/2013 - 12/01/2015
M&T SECURITIES, INC. (MONROE NY)
NY
05/19/2010 - 04/15/2013
KEY INVESTMENT SERVICES LLC (NANUET NY)
NY
03/11/2010 - 06/01/2010
CHASE INVESTMENT SERVICES CORP. (POUGHKEEPSIE NY)
NC
10/13/2009 - 02/26/2010
NATIONWIDE SECURITIES, LLC (WILMINGTON NC)
NC
02/20/2007 - 08/31/2009
SUNTRUST INVESTMENT SERVICES, INC. (WILMINGTON NC)
NY
02/07/2006 - 05/10/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 04/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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