linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jeremy Hale Rosen

BNP Paribas Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jeremy? Claim Your Profile

About Jeremy Hale Rosen

Jeremy Hale Rosen is a securities professional with over 20 years of experience in the financial services industry. Jeremy is currently registered with BNP Paribas Securities Corp. and holds a variety of licenses and registrations, including Series 3, 7, 24, 55, 57TO, and 63. Previously, Jeremy was employed with Knight Equity Markets, L.P. Jeremy is a licensed broker-dealer in all states and has a strong track record of success in the industry.

Firm Information

Jeremy Rosen is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jeremy Rosen’s Registration & Firm History

NY

10/02/2007 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NJ

03/16/2001 - 09/13/2006

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

Not sure if Jeremy Hale Rosen is right for you?

Licenses & Designations

BC

Issued 01/25/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2017

Series 3 - National Commodity Futures Examination

BC

Issued 04/06/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeremy Hale Rosen.
Not sure if Jeremy Hale Rosen is right for you?