Unclaimed
Jeremy Fowler Stearns is a financial advisor currently working at Sammons Financial Network, LLC in West Des Moines, Iowa. Jeremy has been working in the financial services industry since 1996 and has a wide range of experience. Jeremy has passed the Series 6, 63, 26 and SIE exams, and has an active registration in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
02/01/2012 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
KS
03/29/2011 - 10/05/2011
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
PA
06/15/1999 - 06/02/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
DE
07/14/2000 - 09/05/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
CT
12/13/1996 - 09/28/1998
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
06/14/1996 - 11/06/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 02/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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