Unclaimed
Jeremy David Thomas is a financial advisor at Northwestern Mutual Investment Services, LLC. Jeremy has been in the industry since November 2021. Jeremy is licensed in 21 states and has passed the Series 6TO, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
11/02/2021 - Present
Northwestern Mutual Investment Services, LLC (CHESTERFIELD MO)
BC
Issued 03/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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