Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Austin Taubes is a financial professional with over a decade of experience in the securities industry. Jeremy currently holds a registration with The Leaders Group, Inc., a firm based in Littleton, CO. Jeremy has also previously held registrations with M HOLDINGS SECURITIES, INC., MML INVESTORS SERVICES, LLC, and PUGLISI & CO., all well-respected firms in the industry. Jeremy holds multiple securities licenses, including Series 7, Series 55 and SIE. Jeremy has extensive experience in providing investment advice to clients in a variety of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/04/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
03/05/2013 - 02/26/2021
M HOLDINGS SECURITIES, INC. (WOODBURY NY)
NY
07/08/2010 - 03/04/2011
MML INVESTORS SERVICES, LLC (WOODBURY NY)
NY
01/05/2004 - 06/23/2004
PUGLISI & CO. (NEW YORK NY)
NY
09/18/2001 - 07/01/2003
PUGLISI & CO. (NEW YORK NY)
BC
Issued 09/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
Not sure Jeremy Taubes is the right advisor for you? Invested Better is here to help.
