Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Austin Miller is a financial advisor registered in California, Georgia, and New York. He is currently employed with Capital Client Group, Inc., based in Los Angeles, California. Prior to this role, Jeremy Austin Miller was associated with LPL FINANCIAL LLC in Addison, Texas and AXA ADVISORS, LLC in Fort Worth, Texas. He is a Chartered Financial Analyst and holds FINRA Series 66, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
01/02/2020 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
TX
05/04/2011 - 10/11/2017
LPL FINANCIAL LLC (ADDISON TX)
TX
06/15/2009 - 05/05/2011
AXA ADVISORS, LLC (FORT WORTH TX)
BOTH
Issued 07/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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