Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Alexander Ellis is a financial advisor with over 20 years of experience in the industry. Jeremy is a Registered Principal at Genesis Capital, LLC. Jeremy has extensive experience in the investment banking and financial services industries. Jeremy holds a Series 7, Series 24, Series 28, Series 63, and Series 99TO licenses and is registered in 24 states. Jeremy's previous experience includes working as a financial advisor at Robertson Stephens, Inc., in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
11/15/2004 - Present
Genesis Capital, LLC (ATLANTA GA)
CA
02/05/2001 - 07/26/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 12/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2005
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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