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Jeremy Adam Bergman

Ares Management Capital Markets LLC

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About Jeremy Adam Bergman

Jeremy Adam Bergman is a financial advisor with Ares Management Capital Markets LLC. Jeremy has over 18 years of experience in the financial services industry. Jeremy is registered to sell securities in 51 states and the District of Columbia. Jeremy is also a Series 7, Series 24, Series 55, Series 63, and SIE licensed professional. Before joining Ares Management Capital Markets LLC, Jeremy was a financial advisor at Apollo Global Securities, LLC. Jeremy also worked at Pinebridge Securities LLC, Joseph Gunnar & Co. LLC, Sands Brothers & Co., LTD., and Prudential Securities Incorporated.

Firm Information

Jeremy Bergman is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeremy Bergman’s Registration & Firm History

NY

05/14/2019 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

05/02/2012 - 10/18/2018

APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

01/03/2006 - 04/12/2012

PINEBRIDGE SECURITIES LLC (NEW YORK NY)

NY

07/01/2002 - 08/07/2002

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

03/02/2001 - 06/17/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

05/18/2000 - 12/07/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeremy Adam Bergman.
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