Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Middleton is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Jeremy has been working in the financial services industry since 2019 and has experience with Ameriprise Financial Services, Inc., LPL Financial LLC, PRUCO SECURITIES, LLC., and The Prudential Insurance Company of America. Jeremy is registered with the Securities and Exchange Commission (SEC) and holds Series 66, Series 7TO, and SIE licenses. Jeremy specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
05/16/2022 - 01/17/2023
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
10/08/2019 - 10/13/2021
PRUCO SECURITIES, LLC. (ORANGE CA)
MA
01/14/2019 - 09/06/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Wellesley MA)
BOTH
Issued 6/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 1/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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