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Jeremiah Sean Fitzgibbons

Northwestern Mutual Investment Services, LLC

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About Jeremiah Sean Fitzgibbons

Firm Information

Jeremiah Fitzgibbons is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

93 Worcester St Ste 300

WELLESLEY, MA 02481

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeremiah Fitzgibbons’s Registration & Firm History

MA

09/02/2014 - Present

Northwestern Mutual Investment Services, LLC (WELLESLEY MA)

MA

10/21/2011 - 07/25/2014

PLYMOUTH REAL ESTATE CAPITAL, LLC (BOSTON MA)

MA

09/14/2010 - 10/12/2011

TAURUS CAPITAL FUNDING, LLC (BOSTON MA)

MA

12/02/2008 - 08/18/2010

BROOKWOOD SECURITIES PARTNERS, L.P. (BEVERLY MA)

NY

05/03/2005 - 06/14/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

11/01/2004 - 03/22/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

09/08/2004 - 11/01/2004

BONDS DIRECT SECURITIES LLC (NEW YORK NY)

NY

10/08/2002 - 10/17/2003

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

PA

10/09/2001 - 10/07/2002

SOVEREIGN SECURITIES CORPORATION, LLC (PHILADELPHIA PA)

NY

06/11/1996 - 11/30/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

12/13/1994 - 06/14/1996

HSBC SECURITIES, INC. (NEW YORK CITY NY)

NY

07/06/1993 - 10/17/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

04/29/1987 - 06/23/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/8/1988

Series 3 - National Commodity Futures Examination

BC

Issued 4/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeremiah Sean Fitzgibbons.
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