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Jeremiah Patrick Duggan

Sumo Capital, LLC

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About Jeremiah Patrick Duggan

Jeremiah Duggan is a licensed securities professional with over 10 years of experience in the financial services industry. Jeremiah has held various roles at Andrie Trading LLC, CTC L.L.C., and currently at Sumo Capital, LLC. Jeremiah has a strong foundation in the securities industry, having passed several FINRA exams including the Series 56, Series 57TO and SIE.

Firm Information

Jeremiah Duggan is currently registered with Sumo Capital, LLC. Sumo Capital, LLC is a Limited Liability Company formed on January 10, 2008. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeremiah Duggan’s Registration & Firm History

IL

06/28/2017 - Present

Sumo Capital, LLC (CHICAGO IL)

IL

05/15/2014 - 01/27/2017

ANDRIE TRADING LLC (CHICAGO IL)

IL

07/25/2012 - 12/04/2013

CTC L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Jeremiah Patrick Duggan.
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