Unclaimed
Jeremiah Duggan is a licensed securities professional with over 10 years of experience in the financial services industry. Jeremiah has held various roles at Andrie Trading LLC, CTC L.L.C., and currently at Sumo Capital, LLC. Jeremiah has a strong foundation in the securities industry, having passed several FINRA exams including the Series 56, Series 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/28/2017 - Present
Sumo Capital, LLC (CHICAGO IL)
IL
05/15/2014 - 01/27/2017
ANDRIE TRADING LLC (CHICAGO IL)
IL
07/25/2012 - 12/04/2013
CTC L.L.C. (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
Not sure Jeremiah Duggan is the right advisor for you? Invested Better is here to help.