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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremiah? Claim Your ProfileJeremiah Bauman has been an active investment advisor representative since 1994. Jeremiah currently works with LPL Financial LLC, and has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, CRUTTENDEN ROTH INCORPORATED, TOLUCA PACIFIC SECURITIES CORP., PACIFIC BROKERAGE SERVICES, INC., and COLUMBUS FINANCIAL, INC.. Jeremiah is registered in 19 states and has a total of 17 approved registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/05/2024 - Present
LPL Financial LLC (STEVENSON RANCH CA)
CA
06/17/2002 - 08/21/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
NY
03/31/2000 - 09/04/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
02/18/1997 - 02/25/2000
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
CA
10/16/1995 - 11/15/1996
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
CA
05/23/1994 - 09/26/1995
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
CA
09/17/1993 - 02/26/1994
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
CA
04/22/1993 - 07/02/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 07/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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