Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerald? Claim Your ProfileJerald Gray is a financial advisor with The Leaders Group, Inc. located in Littleton, Colorado. Jerald has over 20 years of experience in the financial services industry. Jerald is registered with the state of Iowa and is licensed to sell securities in the state. Jerald holds the Series 63, Series 7 and Series 65 licenses and the SIE exam. Jerald was previously employed with ING Financial Partners, Inc., SAGEPOINT FINANCIAL, INC., LOCUST STREET SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/12/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IA
01/21/2014 - 05/22/2015
SAGEPOINT FINANCIAL, INC. (WEST DES MOINES IA)
IA
01/01/2004 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (WEST DES MOINES IA)
IA
06/19/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
11/10/2000 - 04/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
10/26/1999 - 12/08/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 01/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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