Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerald? Claim Your ProfileJerald Samp is a registered representative with Stifel, Nicolaus & Company, Inc. with 26 years of experience in the financial industry. Jerald Samp is registered in 23 states and 2 federal agencies, and holds licenses including Series 7, Series 9, Series 10, Series 63, and Series 65. Jerald Samp has previously been employed by UBS Financial Services Inc. and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (LAWRENCE KS)
KS
11/09/2007 - 09/11/2009
UBS FINANCIAL SERVICES INC. (LAWRENCE KS)
KS
09/11/1998 - 11/14/2007
A. G. EDWARDS & SONS, INC. (LAWRENCE KS)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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