Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerald? Claim Your ProfileJerald Griffin Irving has been in the financial industry since 2008. Currently, Jerald Irving is registered with Tradition Securities AND Derivatives LLC in Stamford, CT. Previously, Jerald Irving has been registered with Tullett Prebon Financial Services LLC and ICAP CORPORATES LLC. Jerald Irving holds the SIE, Series 7 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
12/16/2020 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
NY
01/29/2019 - 11/20/2020
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
09/25/2008 - 03/27/2019
ICAP CORPORATES LLC (NEW YORK NY)
BC
Issued 12/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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