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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerald? Claim Your ProfileJerald Bennett is an investment professional with over 30 years of experience. He specializes in financial planning, portfolio management, and pension consulting for individuals and businesses. Jerald is registered with Silver Oak Securities, Inc. in Indiana, Kentucky, and Tennessee. Jerald is also a Registered Investment Advisor (IA). He holds the Series 7, 10, 24, 31, 63, and 65 securities licenses. Jerald was previously employed by PRIVATE CLIENT SERVICES, LLC, WELLS FARGO ADVISORS, LLC, UBS FINANCIAL SERVICES INC., MORGAN STANLEY DW INC., FIRST CHICAGO NBD INVESTMENT SERVICES, INC., INDEPENDENT FINANCIAL SECURITIES, INC., NATCITY INVESTMENTS, INC., NATIONAL CITY INVESTMENTS CORPORATION, and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
01/10/2025 - Present
Silver OAK Securities, Inc. (Sellersburg IN)
IN
04/07/2015 - 11/18/2019
PRIVATE CLIENT SERVICES, LLC (New Albany IN)
KY
02/05/2010 - 04/14/2015
WELLS FARGO ADVISORS, LLC (LOUISVILLE KY)
NJ
09/19/2006 - 09/15/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
10/02/1998 - 09/01/2006
MORGAN STANLEY DW INC. (ADDISON TX)
IL
03/05/1997 - 10/02/1998
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
06/19/1995 - 02/11/1997
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
06/01/1996 - 02/07/1997
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NA
06/19/1995 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
NY
03/18/1993 - 04/21/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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