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Jenny Vieng

National Financial Services LLC

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About Jenny Vieng

Jenny Vieng is a financial advisor with National Financial Services LLC, a firm that specializes in financial services. Jenny is registered with the Financial Industry Regulatory Authority (FINRA). She has passed the Series 7TO, SIE and Series 66 exams. Her career in the financial services industry began in 2019 and she has experience working at Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Jenny Vieng is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jenny Vieng’s Registration & Firm History

RI

05/06/2022 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

12/23/2019 - 09/08/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

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Licenses & Designations

BOTH

Issued 02/19/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/25/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jenny Vieng.
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